Case-Controlled versus Prospective Studies

Home • Up • AltMed Home • Search

 

Overview
Historical Uses
Research
Side Effects
Resources

 

The object of most studies is to prove a casual relationship between two variables; that is, that a change in one variable "causes" a change in the other.  For example, one might find a causal relationship between amount of exercise  and weight loss.  Another type of relationship besides the casual one exits--that of 'association.'  An associative relationship is not necessarily causal, but can be explained by the presence of other 'un-seen' variables to which the two variables being studied are themselves separately linked.  For instance, using our previous example, one might observe that people who eat energy bars tend to lose weight at a greater rate that those who do not.  Although one might suspect a causal relationship between eating energy bars and weight loss, it could also be argued that people who eat energy bars also tend to exercise more and be health-conscience, which is the actual cause of the weight loss.  In this case energy bars and weight loss have an associative relationship, but not a causal one.

In scientific studies, the 'un-seen' variables are known as confounding variables and their influence in eliminated by the presents of a control group.  For example, in our above study of the relationship between weight loss and energy bars, exercise and healthy lifestyle would be the confounding variable.  To control for this confounder, we would try to make sure that our experimental group and our control group each have the same number (or at least, statistically insignificant differences in the number) of exercisers/healthy lifestyles.  Thus, any observed difference in weight loss between the two groups at the end of the trial could be attributed to energy bars and not exercise/lifestyle.  Control is one of the greatest advantages of the scientific method over other means of investigation that humans perform.

The difficulty with case-control studies is that they do not usually provide convincing evidence of causal relationships.  The reasons are as follows: Case-control studies are so-called "retrospective" studies, which means that they rely on data collected by looking over population records, usually several years after cases have developed the disease, in order to elucidate a relationship between two variables (in this case, amount of green tea ingested and gastric cancer).  Data, for instance, is frequently collected by means of a questionnaire, asking people to estimate how many cups of green tea they drank per day over a certain period, which may be 5-20 years ago--not a very rigorous protocol.  The data collection itself is subject to several biases--e.g. errors in recall, personal prejudice.  Secondly, retrospective studies are not based on a designed study, and as such they lack a control group (although this difficulty can be overcome by artificially creating a control group by matching the 'test' subjects with a similar population on potential confounders like age, sex, and lifestyle).  Often, case-control studies at best can simply point out an association between two variables, and entice curious researchers to design better studies to investigate a relationship more vigorously.

  Researches often do attempt to investigate more vigorously, and the next level of rigor is often the "prospective" study.  In a prospective study, the study is designed before the data is collected, which allows the researchers several advantages over the retrospective study.  Researchers can design a study with a control group (the principle means of generating a control group is randomization of people between the groups...this procedures eliminates many confounding variables), administer a placebo (making the study so called "placebo controlled"), design internal devices to eliminate bias (e.g. "double-blind"), and follow subject throughout the length of the study to observe development of the outcome in question.  The data generated from these studies is often considered 'stronger' than data from retrospective studies, largely because of the avoidance of confounding variables. 

In respect to trials to determine the relationship of green tea consumption to gastric cancer, most of the initial data supporting an inverse relationship came from retrospective, case-controlled studies.  Subsequent research with pre-designed and planned prospective studies have not agreed with the conclusion drawn from the retrospective investigations